Which actions can the investigator take toward the respondent?

• A. Notice of Noncompliance or citation
• B. Cease-and-desist order for unlicensed individuals
• C. Both Notice of Noncompliance and Cease-and-Desist order
• D. Administrative subpoena

Answer: (C)

Investigators have a range of enforcement tools during an investigation, each serving a different purpose. A Notice of Noncompliance or citation flags that a violation occurred and requires corrective action or may lead to further proceedings. A Cease-and-desist order is used when someone is engaged in unlicensed activity or other prohibited conduct, directing them to stop immediately. An administrative subpoena compels the respondent or others to produce records or provide testimony, which is essential for gathering evidence. Because all of these tools can be used in proper investigative circumstances, the best answer is that both actions can be taken toward the respondent.